TechLeaders

ActiFi

ActiFi™ is a software and solutions company that creates scalable business execution programs to the financial services industry. By implementing our proven people, process, and technology solutions based on research, best-practices, and industry benchmarks, ActiFi clients run more effective and profitable businesses.

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• Advisor Consulting Brochure
• Software Roadmap
• Enterprise Consulting
• What Is Practice Management?

Advisor Websites

Advisor Websites is committed to delivering the best possible websites to Financial Advisors across North America. Our “No Contract” policy allows our clients to sleep easy night, without the fear of being tied down with expensive, lengthy contracts. Our free, 30-day trial allows you to take advantage of our service, with unlimited access to 100% of the features that our current clients enjoy. We have established relationships with all the major compliance departments allowing for easier submission process and faster deployment. At Advisor Websites, our web developers and production managers are continuously updating our software to ensure that the service we offer maintains it’s position above industry standards. Our crisp, professional websites, combined with our personalized customer support, makes choosing Advisor Websites an easy choice.

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• Sales Information
• Video

Advisors Assistant

Advisors Assistant® – The Leader in Client Management Software for Financial Services. Combines CRM with optional Portfolio, Insurance, and Document Management in one powerful program to help strengthen relationships, increase sales, and streamline office efficiency. Advisors Assistant can be implemented either at the Advisor Level, or at the Enterprise Level. Web-Based or Computer-Based.

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• Sales Brochure

Albridge

Albridge, an affiliate of Pershing LLC, is a leading provider of enterprise solutions, custom technology and business consulting services to institutional and retail financial organizations and independent registered investment advisors. Albridge draws upon its financial services experience and technology expertise to help financial organizations enhance their operating performance and maximize their productivity. Albridge's technology consolidates and reconciles client account information from hundreds of data sources that represent banking, brokerage, insurance, retirement, managed accounts and more.

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• Compliance Management (PDF)
• Broker-Dealer Sales Practices Oversight (PDF)
• Virtual Network (PDF)

Beacon Strategies, LLC

Beacon Strategies, LLC was founded on the belief that financial service firms benefit greatly from a quantitative and qualitative analysis and interpretation of the abundant raw data available within the broker-dealer and investment professional marketplaces. It is the illumination of patterns and trends found within this information that provides insights that are invaluable when used by a firm to meet its business goals. The harnessing of these factors into an action plan that is created specifically for a firm, and builds upon its previous strengths and addresses its weaknesses, is what drives future success. Beacon Strategies delivers such success models to its clients.

Broadridge

Broadridge is a leading full-service outsourcing provider to the global financial industry, capable of meeting the most demanding requirements for efficient, secure and scalable operational support. Our reach spans the world, and encompasses an extensive array of services - from account opening and securities transaction processing to document management and investor communications as well as full operational staff outsourcing. A steadfast source of processing support, we help financial services institutions and public companies increase productivity, streamline operations, enter new markets with new products more quickly, drive down back-office costs and better manage risk.

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• Broadridge Advisor Solutions
• Investigo Advisor Platform
• SalesVision Distribution Manager
• Investigo Overview
• Forefield Overview
• New River Fund POINT
• Matrix RTK
• Matrix Overview
• Matrix RTK Desktop Apps

Discovery Data

Discovery offers extensive data to help clients identify, reach and do business with financial services industry professionals and firms.

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• Discovery Data Brochure

Docupace

Docupace, a privately-held company based in Los Angeles established in 2002, is an industry leader in delivering SEC/FINRA compliant paperless processing systems to financial services firms. With ePACS®, Docupace allows broker dealers to connect systems, documents and data seamlessly for cost savings, efficiency and overall better business. Over 300 clients, including some of the largest broker/dealers in the marketplace, are using Docupace and the ePACS solution to streamline their business workflow, store hundreds of millions of documents and make efficient straight-through processing a reality.

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• Grow Your Business, Not Your Office (PDF)
• Why did you become an advisor? (PDF)
• Security Guaranteed (PDF)

EAI Information Systems

Our web-based technology supports front-line sales functions and back-office operations for the financial industry, giving your business the tools and integrated data it needs to be successful. Best of all, we customize and scale our solutions to your specific needs.

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• EAI Value
• EAI Compliance Module
• EAI Life Insurance Module
• EAI Commission Module

Ebix

A leading international supplier of On-Demand software and E-commerce services to the financial services industry, Ebix, Inc. provides end to end solutions ranging from CRM, infrastructure exchanges, carrier systems, agency systems and BPO services to custom software development for all entities involved in the insurance industry. With more than 30 offices across United States, Australia, Singapore, New Zealand, Canada, China, Japan and India, Ebix powers multiple exchanges across the world in the field of life, annuity, health, risk management and property & casualty insurance while conducting in-excess of $100 billion in insurance premiums on its platforms.

Efficient Technology, Inc

At Efficient Technology Inc., our goal is to partner with businesses and organizations to achieve operational excellence and efficiency. Founded in 1996, ETI has grown from its early roots as a consulting company into a world-class, service-oriented organization specializing in Workflow Automation Solutions. Efficient Technology Inc has been developing automated solutions since 1996 and delivering forms-based workflow solutions since 2001. And today, our years of experience, proprietary technology, proven implementations and leading industry partnerships have ideally positioned us for dynamic growth as an industry leader in the Forms-Based Workflow Automation, Enterprise Forms Automation and Forms Document Management space.

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FinanceLogix

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GenTech, LLC

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Insurance Technologies

Insurance Technologies provides innovative sales automation solutions to the financial services industry. Their products ForeSight™ (illustration), VisibleChoice® (annuity comparison & suitability) and FireLight® (electronic fulfillment) supply Carriers, Broker Dealers and Advisors the accurate tools needed to automate and accelerate the sales process allowing more time to develop new sales opportunities.

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• VisibleChoice Overview
• VisibleChoice for Broker Dealers brochure
• Company Overview
• Securities Service Network VisibleChoice Press Release

Investment Advisor

Since 1980, independent and independent-minded advisors have turned to Investment Advisor for the unbiased news, information, and analysis that they need to grow and run their practices and to provide the best investment advisory and financial planning choices for their clients. Whether it's wealth management, alternative investments, retirement planning, technology, or practice management, and whether the advisor is a broker/dealer rep or an independent RIA, Investment Advisor remains the leading media valued partner in helping that advisor become and remain successful.

ISM

ISM's successful strategic and implementation methodology begins with a throrough understanding the business strategy, audience, and goals/concepts for the initiatve, and establishes realistic costs and a measurable ROI from the outset

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• ISM Company and Services Overview

LaserApp Software

Most people know Laser App maintains the industry’s largest library of forms & prefills those forms by leveraging existing customer data. Most people don’t know Laser App also allows the broker-dealer to leverage that form data to power their back office processes.

Laserfiche

Since 1987, Laserfiche® has used its Run Smarter® philosophy to create simple and elegant enterprise content management (ECM) solutions. More than 32,000 organizations worldwide—including numerous investment advisors, financial advisors and broker-dealers—use Laserfiche software to streamline document, records and business process management.

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• Video
• Financial Compliance
• Document Management Overview
• Enterprise Content Management
• TransAmerica Financial Example

MarketingLibrary.net

What is MarketingLibrary? An extensive online library containing thousands of high-impact, professionally pre-written marketing messages and new technology that integrates seamlessly with compliance offices for pre-review of content. New content is added every week. Save time and significantly increase the impact of your client communication and marketing efforts. Search the library for a pre-authored article, newsletter or client letter and (if pre-approved) send it to your contacts right away.

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• Brochure
• Video

McCartan & Co.

McCartan & Co. is a full-service team poised to build and enhance your reputation amongst clients and prospects through a wide breadth of customized marketing and event services. With an impressive background in financial services, our team already speaks your language. We understand the marketplace, current trends, opportunities and guidelines. We'll communicate your messaging to your target audience in a manner that is simple, efficient, and cost-effective. All the while, you can focus on what you do best - running your business.

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• Marketing Info

Mobile Assistant

Mobile Assistant is an easy, secure, and extremely accurate service to document critical information and is being used by organizations in the financial services industry including many broker-dealers. With Mobile Assistant these companies are achieving higher levels of service and sales while at the same time improving compliance processes.

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• Mobile Assistant One-Page Overview
• Mobile Assistant Brochure

MoneyGuidePro

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Money Tree Software

A successful pioneer in financial planning, Money Tree Software made advisor technology innovations since 1981. Created and directed by CFPs®, these modern planning systems are designed to help professionals drive clients to action and grow their businesses. Smart use of financial planning software has proven to increase advisors’ AUM by up to 40%.

Understanding the unique and varying needs of your clients, and the individual requirements different planners have, Money Tree doesn’t offer a one-size-fits-all “solution”; Money Tree lets you find the perfect fit for your practice, your style, and especially your budget!

MyOffice

MyOffice develops powerful integrated web-based enterprise workflow portals for broker- dealers seeking technology solutions to enhance their regulatory compliance, data sharing, operational efficiency and profitability. Built on a feature-rich software platform, MyOffice portals integrate customer-specific platforms, tools, processes and workflows into an intuitive Single-Sign-On (SSO) work environment.

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• Expanded Portal Concept (Word)
• The financial services industry has been asking for a truly integrated web-based work portal (PDF)
• Seamlessly integrate all your financial services workflows (PDF)
• Web-based workplace for companies on the move (PDF)

Orion Advisor Services, LLC

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• Video (link)

PaperClip, Inc.

PaperClip Incorporated is an innovative software development and services company with 20 years experience and over 250 million electronic documents exchanged in a popular straight through processing model for the financial service industries. PaperClip identifies with the independent distribution channels, providing document management, document exchange, and email encryption services.

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• Sales Brochure
• Email for Compliance
• VCF4Securities
• VCF4Life

Redtail Technology

Redtail Technology is a leading provider of web-based Client Relationship Management (CRM), paperless office and email archiving solutions in the financial services industry. Easily affordable, easy to implement and offering integration with many of the industry’s most widely-used applications, Redtail is committed to providing financial advisors with the core technologies that drive their day-to-day operations. CRM is ultimately about not only acquiring and managing your clients and prospects – it’s also about servicing them and, in turn, extracting value from the relationships. At the same time, it’s about doing all of these things while simultaneously improving operational efficiency.

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• Work Where You Want (PDF)

SalesPage

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• Advisor Relationship Management (PDF)
• SalesPage Broker/Dealer (PDF)

Smarsh

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Sharefile by Citrix

ShareFile for Financial Services was specifically designed for Broker-Dealers and Investment Advisors to exchange confidential financial documents through email or through a custom-branded portal. Traditional email is simply not secure enough and overnighting documents is expensive and time consuming. ShareFile allows you to transmit sensitive documents quickly, securely and easily.

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• Case Study
• Datasheet
• Datasheet Follow Me
• Security Report
• Article Reprint
• Sharefile Testimonial

WealthServ by BlueSun

Compliance, commissions, client management – Blue Sun advances the leading software and support solutions that help Broker-Dealers do it all. With a keen understanding of the challenges Broker-Dealers face every day, BlueSun delivers as the technology partner with a focus on business – your business.

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• Invest in the Right Decisions